In House Counsel Jobs New York | JDHuntr 44310 Officer, Regulatory Compliance, NY

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*Recommending and implementing enhancements to the swap dealer and company compliance programs and related policies/procedures to ensure that they are reasonably designed to achieve compliance with applicable requirements. *Assisting in developing a robust global compliance program for the bank’s securities-based swap dealers, including assisting the bank’s Chief Compliance Officers (CCO) in satisfying their duties and responsibilities under new SEC rules. *Assisting with annual gap analyses to identify and update impacted policies globally based on swap reform regulations, including CFTC, NFA, and SEC regulations.

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