In House Counsel Jobs New York | JDHuntr 36244 Director Compliance: Regulatory, Compliance/Regulatory, CA

To apply go to JDHuntr.com

*Review, research and respond to complex inquiries, including inquiries relating to Senior and Vulnerable Investors, received by the firm from securities regulators while collaborating with legal, risk management, and business partners. *Analyze inquiries and responsive materials for trends, red flags, and issues requiring follow up. *Provide guidance and perform quality assurance reviews to ensure that responses completed by less senior team members are timely, completely, and accurately addressed.

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