In House Counsel Jobs California | JDHuntr 55804 Senior VP Legal & Compliance, Private Wealth Solutions, Compliance, NY

To apply go to JDHuntr.com

*Providing broad support to the compliance program and interact with key stakeholders across company’s business units. *Assisting in all compliance and regulatory matters: SEC and CFTC registrations, ERISA, state and federal, securities laws (including the Investment Advisors Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934), as well as international regulations. *Preparing regular reports to PWS and Legal & Compliance stakeholders as well as senior management regarding compliance matters $175,000 – $225,000

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