Mar 23
28
In House Counsel Jobs California | JDHuntr 54632 Director of Legal, Product & Regulatory (Remote Anywhere USA)
To apply go to JDHuntr.com
*Be our in-house subject matter legal expert and thought leader on broker-dealer laws, rules, regulations, and trends; *Advise the company on regulatory and self-regulatory matters, including providing legal support to examinations or inquiries by, or other correspondence with, FINRA and the SEC, primarily related to the broker-dealer, but also the investment adviser; *Work collaboratively with intra-team and cross-functional partners, including Product, Design, Engineering, DevSecOps, Marketing, Risk, Customer Experience, and Legal & Compliance, to develop creative solutions to complex challenges related to legal and regulatory matters impacting the company’s broker-dealer and investment adviser; $143k – $238k
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