Sep 22
12
In House Counsel Jobs New York | JDHuntr 50255 Chief Compliance Officer and Counsel, NY
To apply go to JDHuntr.com
*Be a key part of the leadership team, offering advice to the firm’s principals from a legal, regulatory, and compliance perspective; *Work with senior leaders and outside counsel to register company as an investment advisor and broker/dealer, and be responsible for all ongoing and annual regulatory updates and filings; *Work with senior leaders and outside counsel to register company’s fund of funds on Form N-2 and be responsible for ongoing legal work related to the funds, including annual update of fund registration statements, shareholder reports, and other regulatory fund updates and filings;
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