In House Counsel Jobs New York | JDHuntr 44454 Vice President, Compliance, NJ

To apply go to JDHuntr.com

*reports to the Chief Compliance Officer for RAS and Distribution Compliance, will be responsible for implementing a new governance model for managing regulatory and operational risks. *will use expert operational knowledge of varied brokerage and advisory products and services, along with an understanding of the regulatory environment to cultivate/build a strong compliance and supervisory framework in ensuring that the businesses, its registered representatives, advisors, and team members are complying with regulatory requirements as well as internal policies and procedures.

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