In House Counsel Jobs New York | JDHuntr 43511 Chief Compliance Officer (Remote), CA

To apply go to JDHuntr.com

*Develop and implement policies and procedures designed to meet applicable securities regulatory requirements. *Establish, review, test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations and FINRA rules evidenced in annual FINRA Rule 3130 certification. *Lead the company’s broker-dealer Compliance team and program.

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