Jan 20
2
In House Counsel Jobs New York | JDHuntr 33273 Senior Managing Counsel Broker Dealer, Broker-Dealer, NJ
To apply go to JDHuntr.com
*provide senior level business advice and counsel to company and affiliated business units. *manage critical legal and regulatory issues where he/she will *advise business units and provide senior level support on the regulatory issues affecting our broker dealers and registered investment advisers. *provide primary legal support to the Compliance Department and *advise on AML matters and issues that are core to company’s monitoring responsibilities.
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