In House Counsel Jobs | JDHuntr 44472 Director, Compliance, NJ

To apply go to JDHuntr.com

*responsible for independently conducting assigned responsibilities within their section of the overall compliance function. *Specific responsibilities vary and may include reviewing institutional or retail customer account activity, sales practices, documents and marketing material, and customers statements to ensure compliance with various regulatory and legal requirements. *Prepares documentation on compliance problems. *Develops responses to customer and operational complaints.

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