In House Counsel Jobs | JDHuntr 32341 Chief Compliance Officer, Compliance/Regulatory, NY

To apply go to JDHuntr.com

*Oversee core compliance program functions including: *implementation of written supervisory procedures, *training, *development and *execution of a regulatory risk assessment, policy governance processes, design and implementation of annual testing and periodic monitoring reviews and anti-financial crimes compliance; *Advise on marketing and distribution compliance programs. *Digest complex concepts into clear and sound advice for dissemination across the firm

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