General Counsel Jobs JDHuntr 53891 Chief Compliance Officer, TX

To apply go to JDHuntr.com

*Develop and administer uniform policies, procedures, and best practices designed to prevent violations of the federal securities laws and serve as the primary contact for regulatory agency inquires and examinations, for all affiliated entities. *Establish appropriate controls necessary to ensure compliance by the RIAs. *Execute and enhance initiatives to demonstrate the strength and sustainability of company’s compliance program

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