Oct 21
10
In House Counsel Jobs | JDHuntr 44498 Vice President, Chief Compliance Officer, NJ
To apply go to JDHuntr.com
*demonstrate a thorough understanding of the compliance function, including responsibility for the coordination and timely updates of rule changes, management reports, policies, procedures, compliance reminders, as well as responses to regulatory inquiries and examinations. *must stay abreast of new products, technologies and applications as well as their implications for assigned business areas. *will be one of the contacts for FINRA, SEC and state regulatory matters.
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