In House Counsel Jobs New York | JDHuntr 32784 Counsel Regulatory Inquiries, Regulatory, CA

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*Support compliance staff interaction with multiple regulators including SEC and FINRA. *Respond to legal queries and help craft company’s response to regulatory exams, cause exams and routine inquiries. *Work closely with compliance counterparts to solve legal escalations. *Establish and implement legal oversight for all productions to regulatory inquiry responses and exam interaction

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