Nov 19
10
In House Counsel Jobs | JDHuntr 32337 Counsel Regulatory, IL
To apply go to JDHuntr.com
*Investigating, learning and applying applicable exchange and regulatory rules to company’s business lines. *Identifying legal/compliance issues and operational risks on an ongoing basis. *Analyze new statutes and regulations to determine the impact on the business. *Assist with preparing and drafting regulatory correspondence. *Implementing, monitoring and reviewing surveillance systems to help monitor trading activity compliance
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