In House Counsel Jobs California | JDHuntr 31875 Counsel Broker Dealer, General Corporate, CA

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*Navigate complex regulatory frameworks to design innovative financial products and services. *Identify and *draft necessary changes to the firm’s systems and procedures to meet the requirements of new rules/regulations. *Draft agreements, policies and procedures, disclosures, account documentation and website materials.  *Monitor SEC/FINRA and SRO rule developments and make resulting recommendations.

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