In House Counsel Jobs California | JDHuntr 61655 Counsel, Broker Dealer, Contracts $170K – $190K (Remote), NC

Apply on JDHuntr.com  Post Date: 10.12.2023

*Provide guidance to business partners on a variety of broker-dealer legal and compliance issues. *Assist in efforts to respond to FINRA and other regulators related to our broker-dealer’s compliance with applicable FINRA rules and relevant state regulations. *Review and update marketing allowance letters, product prospectuses, distribution agreements and sponsorship agreements to support our sales team. $170,000 – $190,000

“A company or JDHuntr may amend or withdraw jobs and reserves the right to do so at any time, including prior to any advertised closing date.”

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