Oct 23
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In House Counsel Jobs California | JDHuntr 60416 Senior Counsel, Broker Dealer Regulatory $118K – $222K, CA
Apply on JDHuntr.com Post Date: 9.5.2023
*Analyze laws and regulations applicable to bank holding companies, national banks and broker-dealers, advise the company regarding the impact of proposed and new regulations, interact with regulators, and work with business counsel and compliance across multiple functional areas throughout the company. *Advise on all matters pertaining to bank and broker-dealer supervision, including safety & soundness and regulatory compliance examinations, and preparing and communicating management responses to related reports of examinations, supervisory letters, etc. *Advise on critical regulatory processes including the examination lifecycle, remediation and clearance of examination findings, and ad hoc regulatory requests $118,400.00 – $222,000.00
“A company or JDHuntr may amend or withdraw jobs and reserves the right to do so at any time, including prior to any advertised closing date.”
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