|
|
|||
Printer friendly ![]() | |||
| Company: | Schwab, TX, DC - Remote | ||
| Job Title: | Director Counsel - Traded Products and Derivatives $167,400 - $300,000 - Hybrid (Apply by (3.22.2026 |
||
| Job Category: | General Corporate / Investments [ View All General Corporate Jobs ] | ||
| Job Reference: | 84499 | ||
| Job description: | |||
| In this newly created role, a seasoned attorney is sought to join the Legal team supporting investment management operations. The position will focus on providing legal support for exchange traded products (ETPs) managed or sponsored by the firm, covering publicly offered listed ETPs that may invest in cryptocurrencies, commodities, futures, and other asset classes. Director Legal Counsel - Exchange Traded Products and Derivatives Location: Westlake, TX; Washington, DC Job Type: Full time Responsibilities: Responsibilities include supporting strategy and development, drafting offering documents, initial offerings, and ongoing maintenance of the ETPs, as well as advising on strategic initiatives, regulatory compliance, and negotiating agreements with distribution platforms. The ideal candidate will have experience in organizing and distributing registered and private funds, with strong knowledge of transactional, regulatory, and compliance matters related to derivatives, as well as familiarity with the Investment Company Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and the Commodities Exchange Act. What you have: Juris Doctor (JD) from a top-tier law school or a top degree from a leading university and active membership in a state bar. 5-10 years legal experience in a large broker-dealer or asset management firm. Law firm experience in a practice related to financial services or practical business experience may be substituted for in-house experience. Strong drafting skills and an attention to detail. Ability to identify and analyze contractual issues and provide solutions. Developed negotiation skills and a willingness to engage with counterparties. Excellent oral and written communication skills. Ability to present to senior leaders in Legal and key partners. Ability to work on multiple projects, prioritize activities, and meet deadlines with strong organizational skills. Must be a self-motivated professional with excellent people skills and able to work independently. What you’ll do: Preparation and filing of prospectuses and offering memorandum. Advise on the legal and regulatory requirements for publicly listed ETPs and private funds. Draft and negotiate agreements with third party service providers. Assist with preparing annual, quarterly, and current reports. Provide legal guidance on related marketing or disclosures, and on policies and procedures. Monitor regulatory developments applicable to ETPs, cryptocurrencies, commodities, and derivatives and advise senior leadership and the business on the impact. Work with and manage outside counsel. Build and maintain strong partnerships with the relevant business teams and compliance and legal colleagues to ensure clear alignment and priorities within the appropriate legal and regulatory framework. We offer a competitive benefits package that takes care of the whole you – both today and in the future: 401(k) with company match and Employee stock purchase plan Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions Paid parental leave and family building benefits Tuition reimbursement Health, dental, and vision insurance Director Legal Counsel - Exchange Traded Products and Derivatives $167,400 - $300,000 Schwab 84499 |
|||
|
|
|||
| Company: | Schwab | ||
|
|||
| Employment type: | Full Time, Remote | ||
| Salary: | $167,400 - $300,000 | ||
Other Information |
|||
| Degree: | JD | ||
| Experience (year): | Unspecified | ||
| Job Location: | Westlake, TX, DC - Remote USA | ||
| Address: | Westlake, TX; Washington, DC | ||
| Zip/Postal Code: | 76262 | ||
| Post Date: | 03/18/2026 | ||
| More Details: | Click here to read more about this job. | ||
Contact Information |
|||
| Apply Today | |||
Job details |
