In House Counsel Jobs New York | JDHuntr 36244 Director Compliance: Regulatory, Compliance/Regulatory, San Francisco, CA
by In House Counsel Jobs JDHuntr - 07/09/2020
"*Review, research and respond to complex inquiries, including inquiries relating to Senior and Vulnerable Investors, received by the firm from securities regulators while collaborating with legal, risk management, and business partners."
In House Counsel Jobs New York | JDHuntr 36244 Director Compliance: Regulatory, Compliance/Regulatory, San Francisco, CA
To apply go to JDHuntr.com
*Review, research and respond to complex inquiries, including inquiries relating to Senior and Vulnerable Investors, received by the firm from securities regulators while collaborating with legal, risk management, and business partners. *Analyze inquiries and responsive materials for trends, red flags, and issues requiring follow up. *Provide guidance and perform quality assurance reviews to ensure that responses completed by less senior team members are timely, completely, and accurately addressed.
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