JDHuntr.com<\/a><\/p>\n\n\n\n*Providing legal and regulatory advice to Front Office, Back Office, and the Risk Department on both transactional and non-transactional matters. *Expertise and working knowledge of broker-dealer regulatory matters, including: Broker-dealer registration and exemptions from registration, including Rule 15a-6, FINRA requirements, SEC regulatory implementation, and *taking the lead on SEC and FINRA examination matters and response drafting for items assigned to Legal team (in conjunction with transactional legal teams for items of particular transactional impact). $200,000 – $275,000<\/p>\n\n\n\n
in house jobs, general counsel jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA<\/p>\n","protected":false},"excerpt":{"rendered":"
General Counsel Jobs JDHuntr 57643 Counsel Regulatory, NY To apply go to JDHuntr.com *Providing legal and regulatory advice to Front Office, Back Office, and the Risk Department on both transactional and non-transactional matters. *Expertise and working knowledge of broker-dealer regulatory matters, including: Broker-dealer registration and exemptions from registration, including Rule 15a-6, FINRA requirements, SEC regulatory implementation, […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[23,22,8,13,11],"tags":[],"_links":{"self":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/12086"}],"collection":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/comments?post=12086"}],"version-history":[{"count":1,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/12086\/revisions"}],"predecessor-version":[{"id":12087,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/12086\/revisions\/12087"}],"wp:attachment":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/media?parent=12086"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/categories?post=12086"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/tags?post=12086"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}