JDHuntr.com<\/a><\/p>\n\n\n\n*Provide creative and flexible legal advice to help the business segment achieve their goals while mitigating risk relating to broker-dealer and investment advisor regulatory and litigation matters; *Work closely with the Investment Company corporate clients, as well as Risk and Compliance counterparts as the subject matter expert to identify legal and regulatory requirements; litigation and regulatory risks; and potential mitigation strategies; *Advise and support SEC and FINRA filings, disclosures, examinations and supervisory programs.<\/p>\n\n\n\n
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In House Counsel Jobs New York | JDHuntr 56703 Assistant General Counsel, Investment (Hybrid), IL To apply go to JDHuntr.com *Provide creative and flexible legal advice to help the business segment achieve their goals while mitigating risk relating to broker-dealer and investment advisor regulatory and litigation matters; *Work closely with the Investment Company corporate clients, […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[23,22,8,13,11],"tags":[],"_links":{"self":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/11723"}],"collection":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/comments?post=11723"}],"version-history":[{"count":1,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/11723\/revisions"}],"predecessor-version":[{"id":11724,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/11723\/revisions\/11724"}],"wp:attachment":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/media?parent=11723"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/categories?post=11723"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/tags?post=11723"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}