JDHuntr.com<\/a><\/p>\n\n\n\n*Be our in-house subject matter legal expert and thought leader on broker-dealer laws, rules, regulations, and trends; *Advise the company on regulatory and self-regulatory matters, including providing legal support to examinations or inquiries by, or other correspondence with, FINRA and the SEC, primarily related to the broker-dealer, but also the investment adviser; *Work collaboratively with intra-team and cross-functional partners, including Product, Design, Engineering, DevSecOps, Marketing, Risk, Customer Experience, and Legal & Compliance, to develop creative solutions to complex challenges related to legal and regulatory matters impacting the company\u2019s broker-dealer and investment adviser; $143k – $238k<\/p>\n\n\n\n
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In House Counsel Jobs California | JDHuntr 54632 Director of Legal, Product & Regulatory (Remote Anywhere USA) To apply go to JDHuntr.com *Be our in-house subject matter legal expert and thought leader on broker-dealer laws, rules, regulations, and trends; *Advise the company on regulatory and self-regulatory matters, including providing legal support to examinations or inquiries […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[23,22,8,13,11],"tags":[],"_links":{"self":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/10349"}],"collection":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/comments?post=10349"}],"version-history":[{"count":1,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/10349\/revisions"}],"predecessor-version":[{"id":10350,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/posts\/10349\/revisions\/10350"}],"wp:attachment":[{"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/media?parent=10349"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/categories?post=10349"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/jdhuntr.com\/blog\/wp-json\/wp\/v2\/tags?post=10349"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}